Web29 Nov 2024 · In our newsletter published in February 2024, we discussed that the Securities and Futures Commission (the “SFC”) issued a consultation paper on conduct requirements for bookbuilding and placing activities (“Consultation”) on 8 February 2024. Web21 Apr 2024 · We note that the new Chapter 21 of the Code of Conduct1 sets out the definitions of the “bookbuilding activities” and “placing activities” in paragraph 21.1.1. In paragraph 43 and paragraph 44 of the Consultation Paper, the SFC states that it will grant certain exclusions to the following scenarios that are common in some
DEVELOPING ASIAN CAPITAL MARKETS - ASIFMA
Web1 Jun 2024 · These new provisions of the Code of Conduct (the " New Code Provisions ") govern the conduct of intermediaries (such as sponsors, placing agents and co … Web21 Apr 2024 · We note that the new Chapter 21 of the Code of Conduct1 sets out the definitions of the “bookbuilding activities” and “placing activities” in paragraph 21.1.1. In … mild herpes on mouth
SFC consults on conduct requirements for bookbuilding and …
Web5 Jan 2024 · The Consultation Conclusions follow the SFC’s February 2024 consultation paper2 (the “Consultation Paper”) in which the SFC proposed requirements designed to … WebFollowing the SFC’s consultation paper on the conduct requirements for bookbuilding and placing activities (covered in our April 2024 Hong Kong Regulatory Update), the SFC has … WebSFC Consults on Conduct Requirements for Bookbuilding and Placing Activities There are currently no specific requirements governing the conduct of bookbuilding or placing activities by intermediaries in either the equity or debt capital markets in Hong Kong. mild hepatosplenomegaly with fatty liver